# Administrative Proceedings

The latest Administrative Proceedings from the Securities and Exchange Commission

Page: <https://rssamplifier.com/sec-gov-6>  
Feed: <https://rssamplifier.com/sec-gov-6.md>

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## [GlennCap LLC and Jonathan Vincent Glenn](https://www.sec.gov/files/litigation/admin/2026/34-106135.pdf)

_2026-08-14 · 34-106135_

GlennCap LLC and Jonathan Vincent Glenn

## [Ivan Moad](https://www.sec.gov/files/litigation/admin/2026/33-11433.pdf)

_2026-08-13 · 33-11433_

Ivan Moad

## [United Parcel Service, Inc.](https://www.sec.gov/files/litigation/admin/2026/34-106125.pdf)

_2026-08-13 · 34-106125_

United Parcel Service, Inc.

## [Investmark Advisory Group LLC](https://www.sec.gov/files/litigation/admin/2023/34-106124.pdf)

_2026-08-13 · 34-106124_

Investmark Advisory Group LLC

## [Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC](https://www.sec.gov/files/litigation/admin/2026/34-106123.pdf)

_2026-08-13 · 34-106123_

Wells Fargo Clearing Services LLC and Wells Fargo Advisors Financial Network, LLC

## [Wedbush Securities, Inc.](https://www.sec.gov/files/litigation/admin/2026/34-106122.pdf)

_2026-08-13 · 34-106122_

Wedbush Securities, Inc.

## [Trustcore Financial Services, LLC](https://www.sec.gov/files/litigation/admin/2026/34-106121.pdf)

_2026-08-12 · 34-106121_

Trustcore Financial Services, LLC

## [Transamerica Financial Advisors, LLC](https://www.sec.gov/files/litigation/admin/2026/34-106120.pdf)

_2026-08-12 · 34-106120_

Transamerica Financial Advisors, LLC

## [Syndicated Capital, Inc.](https://www.sec.gov/files/litigation/admin/2026/34-106119.pdf)

_2026-08-12 · 34-106119_

Syndicated Capital, Inc.

## [SSN Advisory, Inc.](https://www.sec.gov/files/litigation/admin/2026/34-106118.pdf)

_2026-08-12 · 34-106118_

SSN Advisory, Inc.

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_2026-08-12 · **Sponsored**_

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## [Deutsche Bank Securities Inc.](https://www.sec.gov/files/litigation/admin/2026/34-106117.pdf)

_2026-08-12 · 34-106117_

Deutsche Bank Securities Inc.

## [Select Money Management, Inc.](https://www.sec.gov/files/litigation/admin/2026/34-106116.pdf)

_2026-08-12 · 34-106116_

Select Money Management, Inc.

## [Folger Nolan Fleming Douglas Capital Management, Inc.](https://www.sec.gov/files/litigation/admin/2026/34-106115.pdf)

_2026-08-12 · 34-106115_

Folger Nolan Fleming Douglas Capital Management, Inc.

## [Saxony Capital Management, LLC](https://www.sec.gov/files/litigation/admin/2026/34-106114.pdf)

_2026-08-12 · 34-106114_

Saxony Capital Management, LLC

## [Private Portfolio, Inc.](https://www.sec.gov/files/litigation/admin/2026/34-106113.pdf)

_2026-08-12 · 34-106113_

Private Portfolio, Inc.

## [Santander Securities LLC](https://www.sec.gov/files/litigation/admin/2026/34-106112.pdf)

_2026-08-12 · 34-106112_

Santander Securities LLC

## [J.J.B. Hilliard and W.L. Lyons, LLC](https://www.sec.gov/files/litigation/admin/2026/34-106111.pdf)

_2026-08-12 · 34-106111_

J.J.B. Hillard and W.I. Lyons, LLC

## [Kestra Private Wealth Services, LLC](https://www.sec.gov/files/litigation/admin/2026/34-106110.pdf)

_2026-08-12 · 34-106110_

Kestra Private Wealth Services, LLC

## [Raymond James Financial Services Advisors, Inc.](https://www.sec.gov/files/litigation/admin/2026/34-106109.pdf)

_2026-08-12 · 34-106109_

Raymond James Financial Services Advisors, Inc

## [Commonwealth Equity Services, LLC](https://www.sec.gov/files/litigation/admin/2026/34-106106.pdf)

_2026-08-12 · 34-106106_

Commonwealth Equity Services, LLC

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_2026-08-12 · **Sponsored**_

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## [Equity Services, Inc.](https://www.sec.gov/files/litigation/admin/2026/34-106104.pdf)

_2026-08-12 · 34-106104_

Equity Services, Inc.

## [Cantella & Co. Inc.](https://www.sec.gov/files/litigation/admin/2026/34-106102.pdf)

_2026-08-12 · 34-106102_

Cantella & Co. Inc.

## [Beacon Investment Management LLC](https://www.sec.gov/files/litigation/admin/2026/34-106101.pdf)

_2026-08-12 · 34-106101_

Beacon Investment Management LLC

## [Ryan Financial Advisors, Inc.](https://www.sec.gov/files/litigation/admin/2026/34-106099.pdf)

_2026-08-12 · 34-106099_

Ryan Financial Advisors, Inc.

## [Provise Management Group, LLC](https://www.sec.gov/files/litigation/admin/2026/34-106098.pdf)

_2026-08-12 · 34-106098_

Provise Management Group, LLC